******************************************************** NOTICE ******************************************************** This document was converted from WordPerfect or Word to ASCII Text format. Content from the original version of the document such as headers, footers, footnotes, endnotes, graphics, and page numbers will not show up in this text version. All text attributes such as bold, italic, underlining, etc. from the original document will not show up in this text version. Features of the original document layout such as columns, tables, line and letter spacing, pagination, and margins will not be preserved in the text version. If you need the complete document, download the WordPerfect version or Adobe Acrobat version, if available. ***************************************************************** Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of Application of Mobile Communications Holdings, Inc. Concerning Use of the 1990-2025/2165-2200 MHz and Associated Frequency Bands for a Mobile- Satellite System ) ) ) ) ) ) ) File No. 180-SAT-P/LA-97(26) IBFS Nos. SAT-LOA-19970926-00150 SAT-AMD-20001103-00157 ORDER AND AUTHORIZATION Adopted: July 17, 2001 Released: July 17, 2001 By the Chief, International Bureau and the Acting Chief, Office of Engineering and Technology: I.INTRODUCTION 1. By this Order, we grant the request of Mobile Communications Holdings, Inc. (MCHI) for the use of spectrum in the 2 GHz band for provision of Mobile-Satellite Service (MSS). This action is a significant step in assigning this spectrum for use by MSS providers, and facilitates implementation of MCHI's proposed system's technology and service offerings in the marketplace. II.BACKGROUND 2. MCHI proposes to construct and launch a mobile-satellite system comprised of 26 satellites in non-geostationary satellite orbit (NGSO), using service links in the 2 GHz MSS band and feeder links in the 15 GHz (uplink) and 7 GHz (downlink) bands. MCHI's system is being designed to serve the United States and Canada from the 1990-2025 MHz and 2165- 2200 MHz bands immediately, extending the use of these frequencies to all of International Telecommunication Union (ITU) Region 2 after January 2005, and, in ITU Regions 1 and 3, utilizing the 1990-2010 MHz and 2170-2200 MHz bands. MCHI's 2 GHz MSS system will operate in five orbital planes, four elliptical and one circular. 3. MCHI submitted its 2 GHz MSS application on September 26, 1997. On March 19, 1998, we sought comment on MCHI's application, along with other 2 GHz MSS applications. The Commission subsequently adopted service rules for 2 GHz MSS systems. MCHI amended its application to address the requirements adopted in the 2 GHz MSS Order. III.DISCUSSION 4. Under rules adopted in the Commission's 2 GHz MSS Order, MCHI must demonstrate that its system meets certain technical requirements. We address these requirements first. We then turn to MCHI's requests for service links in the 2 GHz MSS band and feeder links in the 15 GHz and 7 GHz frequencies, followed by a review of MCHI's licensing conditions, implementation milestones, and orbital debris mitigation strategy. Finally, we dispose of various parties' arguments against granting MCHI's application. A. Threshold Technical Requirements 1. Frequency Agility 5. Under the Commission's service rules and policies, 2 GHz MSS systems must be capable of operating across at least seventy percent of the United States' 2 GHz MSS allocation in the 1990-2025 MHz and 2165-2200 MHz bands. The Commission also requires that 2 GHz MSS systems be capable of operating without fixed frequency translations between the uplink and downlink frequencies. MCHI's proposed 2 GHz MSS system meets these requirements. 2. NGSO Coverage Requirements 6. Section 25.143(b)(2) of the Commission's rules requires NGSO 2 GHz MSS systems to provide continuous coverage throughout all 50 states, Puerto Rico and the U.S. Virgin Islands, i.e., that at least one satellite is visible at an elevation angle of at least five degrees at all times within this geographic area. In addition, at locations as far north as 70 degrees North Latitude and as far south as 55 degrees South Latitude, NGSO MSS systems must operate such that at least one satellite is visible at an elevation angle of at least five degrees for eighteen hours of every day. MCHI's proposed system meets these requirements. B. Service-Link Spectrum 7. The 2 GHz MSS Order adopted a hybrid band arrangement that divided the 2 GHz MSS uplink (1990-2025 MHz) and downlink (2165-2200 MHz) bands into segments of equal bandwidth based on the number of systems seeking assignments. The Commission determined that providing 3.5 megahertz in each direction for the nine then-pending system proponents would be sufficient to commence operations. The Commission provided that, in the event not all system proponents proceed toward authorization, the remaining system proponents would receive more than 3.5 megahertz of spectrum in each direction upon authorization. In addition, the Commission reserved one additional spectrum segment in each direction for expansion of system(s) by operator(s) meeting certain criteria for service to unserved areas. The following formula expresses the amount of spectrum available for each system in each direction of transmission: 35 megahertz ¸ (Number of System Proponents + One) = Size of Each Spectrum Segment There are currently eight 2 GHz MSS system proponents participating in this processing round. We will not at this time, however, implement that portion of the Commission's 2 GHz MSS Order that would give each system proponent access to more than 3.5 megahertz of spectrum in each direction on a primary basis. Subsequent to release of the 2 GHz MSS Order, the Commission has received new proposals for use of the 2 GHz MSS bands. Delaying the designation of additional spectrum will give the Commission the opportunity to consider these proposals. Therefore, in this Order, MCHI will receive access to a spectrum segment of 3.5 megahertz, in each direction of transmission, on a primary basis, i.e., a "Selected Assignment." MCHI will choose its Selected Assignment such that the band edge of the assignment is an integer multiple of 3.88 megahertz from the band edge of the 2 GHz MSS band, which will allow the Commission to address the proposals before it. 8. MCHI must identify the specific frequencies of its Selected Assignment when the first satellite in its system reaches its intended orbit, and notify the Commission in writing of its selection. Consistent with the 2 GHz MSS Order, MCHI may also elect to operate outside its Selected Assignment on a secondary basis with respect to other 2 GHz MSS operators, subject to certain conditions. C. Feeder Links 9. MCHI proposes feeder link operations in 300 megahertz of spectrum in the 15.4-15.7 GHz band (Earth-to-space) and 300 megahertz of spectrum in the 6775-7075 MHz band (space- to-Earth). In the United States, the 15.4-15.7 GHz and 6775-7075 MHz bands for which MCHI seeks authority are not currently allocated for commercial NGSO satellite service, and the 6775-7075 MHz band is not allocated in the direction that MCHI proposes. However, the ITU has allocated the 15.43-15.63 GHz (15 GHz), 6700-7075 MHz (7 GHz), and 5091-5250 MHz (5 GHz) frequencies for feeder link transmissions between earth stations and NGSO MSS satellites. Moreover, the Commission has initiated a rulemaking proposing to amend the domestic Table of Frequency Allocations consistent with the international allocation with regard to the 15 GHz, 7 GHz and 5 GHz frequency bands (the "5, 7, 15 GHz Allocation Rulemaking"). In the interim, we have granted waivers of Section 2.102(a) of the Commission's rules, which prohibits frequency assignments that differ from the Table of Frequency Allocations, to allow NGSO MSS licensees to use portions of these internationally-allocated bands for NGSO MSS feeder links. 10. Consistent with these actions, we waive Section 2.102(a) of the Commission's Rules to permit the proposed operation as described below, pending completion of the 5, 7, 15 GHz Allocation Rulemaking. For MCHI's proposed feeder uplinks, we waive Section 2.102(a) to permit MCHI to operate its feeder uplink transmissions in the 200 megahertz of spectrum in the 15.43-15.63 GHz band, consistent with the international allocation. However, its request to use the 15.4-15.43 GHz and 15.63-15.7 GHz bands is inconsistent with the international allocation and is denied. 11. In its application, MCHI proposes to use the same amount of feeder downlink spectrum as feeder uplink spectrum. Since we are permitting MCHI to operate its feeder uplink transmissions in 200 megahertz of spectrum, we waive Section 2.102(a) to permit MCHI to operate its feeder downlink transmissions in 200 megahertz of internationally-allocated spectrum in the 6775-7075 MHz band. We require MCHI to file a letter for inclusion in its license file designating the specific 200 megahertz of the 6775-7075 MHz band in which it intends to operate. MCHI must file this letter within 60 days after the Commission adopts allocation rules for the 6775-7075 MHz band, in order to permit MCHI to evaluate any sharing constraints that may be adopted in the ongoing proceeding. The National Telecommunication and Information Administration (NTIA) has stated its concern about protecting Government passive service operations in the 6650-6675.2 MHz band from NGSO MSS space station transmissions in the 6700-7075 MHz band. As this is an active issue in the 5, 7, 15 GHz Allocation Rulemaking, MCHI will be subject to any applicable rules that may be promulgated on this issue. Until such time, we expect the Executive Branch and NGSO MSS entities to work together to address the needs of both services. 12. This authorization of feeder link spectrum is subject to any applicable restrictions or modifications that may be promulgated in the 5, 7, 15 GHz Allocation Rulemaking. In addition, this authorization should not be construed as a license for Earth-to-space transmission in the 15.43-15.63 GHz band. Such authority must be requested in the context of an earth station application filed pursuant to Section 25.130 of the Commission's rules. As stated in the 2 GHz MSS Order, MCHI must coordinate with any other licensees authorized to use the same spectrum for feeder links. MCHI also must coordinate its proposed NGSO satellite system operations with respect to licensed non-government and authorized Federal Government terrestrial systems, as necessary, in accordance with Section 25.272 of the Commission's rules. 13. The 15.43-15.63 GHz band also is allocated to the aeronautical radionavigation services (ARNS) on a primary basis in the United States, and throughout the world. To facilitate sharing of the 15.43-15.63 GHz band between ARNS stations and gateways transmitting to NGSO MSS satellites worldwide, ITU Recommendation ITU-R S.1340 limits ARNS and gateway earth station equivalent isotropically radiated power (e.i.r.p.) and establishes minimum coordination distances between ARNS and gateway stations. We expect MCHI's operations to comply with the ITU Recommendation ITU-R S.1340 limits, and therefore, prior to operation, MCHI is required to coordinate its feeder link operations in the 15.43-15.63 GHz band with NTIA's Frequency Assignment Subcommittee of the Interdepartment Radio Advisory Committee. D. Pre-operational Authority 14. Under Commission rules, the fifteen-year license term for a 2 GHz MSS system begins upon a certification by the system operator that the first satellite in its system has begun operations consistent with the terms and conditions specified in its authorization. The Commission indicated in the 2 GHz MSS Order that it would "authorize system operators to conduct pre-operational testing in the license grant, to the extent that applicants include such information in their applications." MCHI did not request such authority. Accordingly, this authorization does not include authority for operations except at the orbits and on the frequencies specified in the application, as amended. Authority for any other radio transmissions in any frequency or satellite orbit will need to be obtained by filing a request for a license modification or special temporary authorization, as appropriate. E. Regulatory Classification 15. MCHI states that it will provide its 2 GHz mobile-satellite services on a non-common carrier basis. Under the Communications Act, Commission Rules, and consistent with our 2 GHz MSS Order, we treat MCHI's space station operations as non-common carrier. We will address the regulatory classification of earth stations operating as part of MCHI's system in connection with earth station licensing. F. Implementation Milestones 16. The 2 GHz MSS Order adopted milestones for implementation that apply to 2 GHz MSS systems. Consistent with the 2 GHz MSS Order, therefore, MCHI must observe the following milestone requirements: Milestone Deadline Enter Non-contingent Satellite Manufacturing Contract 12 months after authorization Complete Critical Design Review (CDR) 24 months after authorization Begin Physical Construction of All Satellites 30 months after authorization Complete Construction and Launch First Two Satellites in System 42 months after authorization Certify Entire System Operational 72 months after authorization 17. MCHI must describe the status of system construction and operation in its annual reports, and file a certification with the Commission within ten days following each of the milestones specified above. G. Orbital Debris Mitigation 18. Currently, the FCC addresses issues regarding orbital debris and satellite systems on a case- by-case basis, under the general "public interest, convenience and necessity" standard in the Communications Act. To facilitate our orbital debris analysis, under Section 25.143(b)(1) of our rules, 2 GHz MSS system proponents are required to "describe the design and operational strategies that they will use, if any, to mitigate orbital debris." This rule also requires 2 GHz MSS system proponents to "submit a casualty risk assessment if planned post-mission disposal involves atmospheric re-entry of the spacecraft." 19. In adopting this requirement, the Commission indicated that applicants may wish to consult the National Aeronautics & Space Administration (NASA)/Department of Defense (DoD) Guidelines on Debris Mitigation, as well as the ITU Recommendation on disposal of geostationary satellites. The NASA/DoD Guidelines identify four main objectives: 1) controlling debris released during normal operations; 2) minimizing debris generated by accidental explosions; 3) selecting safe flight profiles and operational configurations; and 4) providing for post-mission disposal of space structures. 20. Under the NASA/DoD Guidelines, these objectives are accomplished by a number of means. The first objective controlling debris released during normal operations is addressed by minimizing the amount of debris released in a planned manner during normal operations. The second objective minimizing debris generated by accidental explosions is addressed by limiting the risk to other space systems from accidental explosions both during mission operations and after completion of mission operations. For mission operations, this is accomplished through analysis of credible failure modes and development of methods to limit the probability they will occur. Post-mission, this is accomplished through depletion of all sources of stored energy on board the spacecraft when they are no longer required for mission operations or post-mission disposal. The third objective selecting a safe flight profile and operational configuration is addressed through estimating and limiting the probability of collision with large objects during orbital lifetime, and the probability of disabling collisions with small debris during mission operations. 21. The fourth objective in the NASA/DoD Guidelines providing for post-mission disposal of space structures is met by planning for disposal of a spacecraft at the end of mission life to minimize impact on future space operations. This is accomplished through one of two options relevant here. The first option is atmospheric reentry, i.e., leaving the structure in an orbit in which it will remain in orbit for no longer than 25 years after mission completion. Under this option, it is also necessary to address the casualty risk from any portions of the spacecraft that may survive atmospheric reentry. The second option is maneuvering to a storage orbit. There are three suggested storage orbits. The first is between low and middle Earth orbit, i.e., satellite perigee altitude above 2,000 kilometers and apogee altitude below 19,700 kilometers. The second is between middle and geosynchronous Earth orbit, i.e., perigee altitude above 20,700 kilometers and apogee altitude below 35,300 kilometers. The third is above geosynchronous Earth orbit, i.e., perigee altitude above 36,100 kilometers (or approximately 300 kilometers above geosynchronous altitude). In addition to the NASA/DoD guidelines, and as the Commission observed in the 2 GHz MSS Order, the ITU has developed a recommendation concerning operations in the GSO. 22. Each of the 2 GHz MSS systems submitted a narrative statement concerning orbital debris mitigation. We note that, to the extent that the statements address debris mitigation issues involving launch vehicle operations, we have neither reviewed nor concluded the plans disclosed are appropriate. We also note that, to the extent debris mitigation plans for MSS systems change, the system proponents should evaluate those changes to determine whether disclosure and/or prior approval is required. 23. In its Conforming Amendment, MCHI addressed orbital debris mitigation issues pertinent to operations, including debris release and accidental explosions. However, MCHI did not specifically address limiting the probability of collision with large, known objects during satellite orbital lifetime. We expect MCHI and other 2 GHz MSS systems to develop appropriate operational plans and procedures to minimize the possibility of collision with large, known objects. MCHI also addressed end-of-mission orbital debris mitigation issues, including defining a system disposal strategy and depletion of stored energy sources. Specifically, MCHI stated that "satellites will be moved to a sub-GEO orbit whose perigee will exceed 2500 kilometers." However, in order to permit assessment of MCHI's disposal plan and provide adequate information for potentially effected parties, we require MCHI to supplement its narrative statement by providing greater specificity regarding the range of storage orbit parameters selected for disposal of its satellites. This information should be submitted no later than six months prior to the CDR milestone. We also note that this Order does not authorize the relocation of operational satellites to storage orbits at end-of-life. Such authorization will need to be obtained through a request for modification of MCHI's license. H. Other Issues 24. ICO Services Limited (ICO) and Iridium LLC (Iridium) commented that we should require MCHI and all other domestic systems seeking access to 2 GHz MSS spectrum to demonstrate financial qualifications to hold a 2 GHz MSS license. The Commission decided not to impose financial qualifications for the current 2 GHz MSS processing round, and therefore, we need not address ICO's and Iridium's requests any further. 25. AT&T Wireless Services, Inc., Cingular Wireless LLC, Sprint PCS, and Verizon Wireless (Wireless Carriers) in a recent joint letter requested the Commission to defer grant of the pending 2 GHz MSS applications until (1) public comment is sought and received on the implications of New ICO Global Communications (Holdings) Ltd.'s March 8, 2001 ex parte letter proposing amendment of the 2 GHz MSS service rules to permit licensees to incorporate an "ancillary terrestrial component" into their 2 GHz MSS networks; and (2) the Commission considers a petition for rule making submitted by the Cellular Telecommunications & Internet Association (CTIA) requesting that the 2 GHz MSS bands be reallocated for other uses, such as terrestrial wireless services. For the reasons set forth in the ICO Order issued contemporaneously with this Order and Authorization, we deny the Wireless Carriers' request to defer action on the 2 GHz MSS applications. IV.ORDERING CLAUSES 26. Accordingly, IT IS ORDERED that the Application File No. 180-SAT-P/LA-97(26); IBFS Nos. SAT-LOA-19970926-00150 and SAT-AMD-20001103-00157 IS GRANTED to the extent indicated herein and Mobile Communications Holdings, Inc. IS AUTHORIZED to construct, launch and operate its proposed mobile-satellite system to provide service in the United States in the 1990-2025 MHz and 2165-2200 MHz frequency bands, in accordance with the technical specifications set forth in its application, as amended, and consistent with our rules unless specifically waived herein, and subject to the following conditions: a. Mobile Communications Holdings, Inc. must choose a Selected Assignment in the 1990-2025 MHz and 2165-2200 MHz frequency bands upon launch of one satellite into its authorized satellite orbit, and commencement of operations by that satellite; b. The Selected Assignment shall give Mobile Communications Holdings, Inc. access to 3.5 megahertz in each direction of transmission on a primary basis; c. The Selected Assignment shall be chosen such that the band edge of the assignment is an integer multiple of 3.88 megahertz from the band edge of the 2 GHz MSS band; and d. Operations in frequencies in these bands outside the Selected Assignment shall be on a secondary basis to operations of other 2 GHz MSS systems. 1. IT IS FURTHER ORDERED that Mobile Communications Holdings, Inc. IS AUTHORIZED to operate its proposed mobile-satellite system in the 1990-2025 MHz and 2165-2200 MHz frequency bands outside the United States subject to the following conditions: a. In International Telecommunication Union (ITU) Regions 1 and 3, operations shall be limited to the 1990-2010 MHz and 2170-2200 MHz bands and shall comply with footnote S5.389F of the ITU Radio Regulations. b. In ITU Region 2, operations shall comply with footnotes S5.389A, S5.389C, S5.389D, S5.389E, and S5.390 of the ITU Radio Regulations. c. Mobile Communications Holdings, Inc. is obligated to comply with the applicable laws, regulations, rules, and licensing procedures for those countries it proposes to serve. 1. IT IS FURTHER ORDERED that Mobile Communications Holdings, Inc. IS AUTHORIZED to construct, launch and operate its proposed mobile-satellite system capable of operating in the 15.43-15.63 GHz band (Earth-to-space) and the 6775-7075 MHz band (space-to-Earth) for feeder link operations, in accordance with the technical specifications set forth in its application, as amended, and consistent with our rules unless specifically waived herein, and subject to the following conditions: a. Section 2.102(a) of the Commission's rules, 47 C.F.R.  2.102(a), IS WAIVED to permit Mobile Communications Holdings, Inc. to operate its feeder uplink transmissions in 200 megahertz of spectrum in the 15.43-15.63 GHz band, and its feeder downlink transmissions in 200 megahertz of spectrum in the 6775-7075 MHz band, in accordance with the terms of this Order, and subject to any applicable rules that may be promulgated in ET Docket No. 98-142, Amendment of Parts 2, 25 and 97 of the Commission's Rules with Regard to the Mobile-Satellite Service Above 1 GHz. b. Within 60 days after the Commission adopts allocation rules to permit MSS feeder links in the 6775-7075 MHz band, Mobile Communications Holdings, Inc. shall file a letter for inclusion in its license file designating the specific 200 megahertz of the 6775-7075 MHz band in which it intends to operate its feeder downlink transmissions. c. Mobile Communications Holdings, Inc. shall coordinate its feeder uplink operations in the 15.43-15.63 GHz band through the Frequency Assignment Subcommittee of the Interdepartment Radio Advisory Committee of the National Telecommunication and Information Administration. 1. IT IS FURTHER ORDERED that Mobile Communications Holdings, Inc.'s request to operate feeder uplink transmissions in the 15.4-15.43 GHz and 15.63-15.7 GHz bands IS DENIED. 2. IT IS FURTHER ORDERED that this authorization shall be become NULL and VOID with no further action required on the Commission's part in the event the space stations are not constructed, launched and placed into operation in accordance with the technical parameters and terms and conditions of the authorization by the following dates: Milestone Deadline Enter Non-contingent Satellite Manufacturing Contract July 17, 2002 Complete Critical Design Review July 17, 2003 Begin Physical Construction of All Satellites January 17, 2004 Complete Construction and Launch First Two Satellites in System January 17, 2005 Certify Entire System Operational July 17, 2007 3. IT IS FURTHER ORDERED that Mobile Communications Holdings, Inc. will prepare any necessary submissions to the ITU to initiate and complete the advance publication, international coordination, and notification process for the space stations authorized by this Order, in accordance with the ITU Radio Regulations. No protection from interference caused by radio stations authorized by other Administrations is guaranteed unless coordination procedures are timely completed or, with respect to individual Administrations, by successfully completing coordination agreements. Any radio station authorization for which coordination has not been completed may be the subject of additional terms and conditions as required to effect coordination of the frequency assignments of other Administrations. 47 C.F.R.  25.111(b). 4. IT IS FURTHER ORDERED that this Order is subject to change by summary order of the Commission on 30 days' notice and does not confer any permanent right to use the orbit and spectrum. 5. IT IS FURTHER ORDERED that Mobile Communications Holdings, Inc. may decline this authorization as conditioned within 30 days of the date of the release of this Order and Authorization. Failure to respond within that period will constitute formal acceptance of the authorization as conditioned. 6. This Order and Authorization is issued pursuant to Sections 0.241 and 0.261 of the Commission's rules on delegations of authority, 47 C.F.R.  0.241, 0.261, and is effective upon release. FEDERAL COMMUNICATIONS COMMISSION Donald Abelson Chief, International Bureau Bruce A. Franca Acting Chief, Office of Engineering and Technology APPENDIX A LIST OF PLEADINGS ADDRESSING MOBILE COMMUNICATIONS HOLDINGS, INC.'S APPLICATION Filed May 4, 1998 Comments of Celsat America, Inc. Comments of Constellation Communications, Inc. at 25 Consolidated Comments of ICO Services Limited at 10-11. Consolidated Comments and Petition to Deny of Iridium LLC at n.24 Petitions to Deny and Comments of Mobile Communications Holdings, Inc. Comments of Wireless Communications Association International, Inc. Filed June 3, 1998 Consolidated Reply Comments of Mobile Communications Holdings, Inc. Filed June 18, 1998 Consolidated Reply of Iridium LLC at 11-12 Consolidated Response of Mobile Communications Holdings, Inc.