Jose Torres, Philadelphia, PA
Federal Communications Commission
Federal Communications Commission
Washington, D.C. 20554In the Matter of
) File Number EB-08-PA-0180
Licensee of Station N3TX
) NAL/Acct. No. 200932400002
) FRN 0001-83-1825
NOTICE OF APPARENT LIABILITY FOR FORFEITUREReleased: January 6, 2009
By the District Director, Philadelphia Office, Northeast Region, Enforcement Bureau:
In this Notice of Apparent Liability for Forfeiture ("NAL"), we find that Jose Torres
("Torres"), the licensee of Amateur Extra Class Station N3TX in Philadelphia, Pennsylvania, apparently
willfully and repeatedly operated his amateur station on an unauthorized frequency, in violation of Section
1.903(a) of the Communications Act of 1934, as amended ("Act").1 We conclude, pursuant to Section
503(b) of the Communications Act of 1934, as amended ("Act"),2 that Torres is apparently liable for a
forfeiture in the amount of four thousand dollars ($4,000). We also admonish Jose Torres for failing to
transmit his call sign, in violation of Section 97.119(a) of the Rules.3
On December 11, 2007, in response to a complaint of interference to over-the-air
television reception, agents from the FCC's Philadelphia Office drove to the complainant's residence and
began monitoring the frequencies in and around the Citizens Band (CB) from 26.965 MHz to 27.405
MHz. Between approximately 6:50 p.m. and 7:10 p.m. and between approximately 8:40 p.m. and 9:00
p.m. that evening, the agents observed transmissions on the frequency 26.71 MHz. The agents contacted
the complainant and confirmed that the harmful interference to the television reception was occurring
during the times when the agents observed the transmissions on 26.71 MHz. The agents used direction
finding techniques and identified the source of the signal on 26.71 MHz as Jose Torres's residence, which
is located in close proximity to the complainant's residence in Philadelphia, Pennsylvania. The agents did
not observe any station identification announced during the radio transmissions on 26.71 MHz.
On December 11, 2007 at 9:10 pm, the agents inspected the radio station located at
Torres's residence. When the agents arrived, they observed that Torres's radio transmitting equipment
1 47 U.S.C. 1.903(a).
2 47 U.S.C. 503(b).
3 47 U.S.C. 97.119(a).
Federal Communications Commissionwas turned off. When Torres turned the radio transmitting equipment on, the agents observed that it was
tuned to the frequency 26.71 MHz. During the inspection, Torres claimed that he was not transmitting on
the frequency 26.71 MHz but he was listening to the Spanish conversation on 26.71 MHz. Torres also
informed the agents that he holds an Amateur Extra Class License under the call sign N3TX. The agents
informed Torres that the Amateur Extra Class License does not authorize him to operate on 26.71 MHz
and that he must cease all transmissions on 26.71 MHz immediately4.
On January 7, 2008, the Philadelphia Office issued Jose Torres a Notice of Violation for
operating on an unauthorized frequency, in violation of Section 1.903(a) of the Rules, and for failing to
transmit the call sign identification, in violation of Section 97.119(a) of the Rules. On February 6, 2008,
and February 8, 2008, the FCC Philadelphia Office received two separate letters of similar content from
Jose Torres, in response to the Notice of Violation. In his responses, Torres stated "[w]ith this writing
respond I agree to the Notice listed above. I fully understand the violation. According to my license N3TX
I will transmit where I'm authorized, at the Extra Class portion only."
On February 15, 2008, the FCC Philadelphia Office received an e-mail from the
complainant alleging that the harmful interference to the television has reappeared and is affecting the
reception of over-the-air television programming.
In response to a complaint that the interference had returned, agents initiated another
investigation. On April 17, 2008, between 8:00 pm and 9:30 pm and on June 2, 2008 between 3:00 pm
and 3:40 pm, agents from the FCC's Philadelphia Office monitored and recorded radio transmissions on
the frequency 26.71 MHz. The agents used direction finding techniques to locate the source of the
transmission on 26.71 MHz to Torres's residence. At no time did Torres identify his communications by
transmitting his Amateur station call sign N3TX.
Section 503(b) of the Act provides that any person who willfully or repeatedly fails to
comply substantially with the terms and conditions of any license, or willfully or repeatedly fails to comply
with any of the provisions of the Act or of any rule, regulation or order issued by the Commission thereunder,
shall be liable for a forfeiture penalty. The term "willful" as used in Section 503(b) of the Act has been
interpreted to mean simply that the acts or omissions are committed knowingly.5 The term "repeated" means
4 Section 97.301 of the Act, 47 U.S.C. 97.301, states that an Amateur Extra Class operator is authorized to transmit
on the following frequencies: 1.800-2.000 MHz: CW, Phone, Image, RTTY/Data; 3.500-3.600 MHz: CW,
RTTY/Data; 3.600-4.000 MHz: CW, Phone, Image; 7.000-7.125 MHz: CW, RTTY/Data; 7.125-7.300 MHz: CW,
Phone, Image; 10.100-10.150 MHz: CW, RTTY/Data; 14.000-14.150 MHz: CW, RTTY/Data; 14.150-14.350 MHz:
CW, Phone, Image; 18.068-18.110 MHz: CW, RTTY/Data; 18.110-18.168 MHz: CW, Phone, Image; 21.000-
21.200 MHz: CW, RTTY/Data; 21.200-21.450 MHz: CW, Phone, Image; 24.890-24.930 MHz: CW, RTTY/Data;
24.930-24.990 MHz: CW, Phone, Image; 28.000-28.300 MHz: CW, RTTY/Data; 28.300-29.700 MHz: CW, Phone,
Image; 50.0-50.1 MHz: CW Only; 50.1-54.0 MHz: CW, Phone, Image, MCW, RTTY/Data; 144.0-144.1 MHz: CW
Only; 144.1-148.0 MHz: CW, Phone, Image, MCW, RTTY/Data; 222.00-225.00 MHz: CW, Phone, Image, MCW,
RTTY/Data; 420.0-450.0 MHz: CW, Phone, Image, MCW, RTTY/Data; 902.0-928.0 MHz: CW, Phone, Image,
MCW, RTTY/Data; 1240-1300 MHz: CW, Phone, Image, MCW, RTTY/Data; 2300-2310 MHz; 2390-2450 MHz;
3300-3500 MHz; 5650-5925 MHz; 10.0-10.5 GHz; 24.0-24.25 GHz; 47.0-47.2 GHz; 76.0-81.9 GHz; 119.98-120.02
GHz; 142-149 GHz; 241-250 GHz; All above 300 GHz.
5 Section 312(f)(1) of the Act, 47 U.S.C. 312(f)(1), which applies to violations for which forfeitures are assessed
under Section 503(b) of the Act, provides that "[t]he term 'willful', when used with reference to the commission or
omission of any act, means the conscious and deliberate commission or omission of such act, irrespective of any
intent to violate any provision of this Act or any rule or regulation of the Commission authorized by this Act...."
See Southern California Broadcasting Co., 6 FCC Rcd 4387 (1991).
Federal Communications Commissionthe commission or omission of such act more than once or for more than one day.6
Section 1.903(a) of the Act states that stations in the Wireless Radio Services must be
used and operated only in accordance with the rules applicable to their particular service as set forth in
this title and with a valid authorization granted by the Commission. On December 11, 2007, Torres
operated radio transmitting equipment from his residence on 26.71 MHz. The license for station N3TX
authorizes Jose Torres to operate on specific frequencies in the Amateur Radio Service Band, but does not
authorize Jose Torres to operate 26.71 MHz. During a December 11, 2007, inspection the agents warned
Torres that he must immediately cease operating on the frequency 26.71 MHz. Furthermore, in the
January 7, 2008, Notice of Violation, the Philadelphia Office notified Torres that he was in violation of
Section 1.903(a) of the Rules for operating on the unauthorized frequency. Notwithstanding these
warnings, on April 17, 2008, and June 2, 2008, Commission agents determined that Torres operated radio
transmitting equipment from his residence on the frequency 26.71 MHz. Because Torres operated his
Amateur Radio station on an unauthorized frequency after being warned that he did not have authority to
do so and because he admitted to such unauthorized operation, we find that the violation was willful.
Because the violation occurred on more than one day, it was repeated.
Pursuant to The Commission's Forfeiture Policy Statement and Amendment of Section 1.80
of the Rules to Incorporate the Forfeiture Guidelines, ("Forfeiture Policy Statement"), and Section 1.80 of
the Rules, the base forfeiture amount for operating radio transmitting equipment on an unauthorized
frequency is $4,000.7 In assessing the monetary forfeiture amount, we must also take into account the
statutory factors set forth in Section 503(b)(2)(E) of the Act, which include the nature, circumstances,
extent, and gravity of the violations, and with respect to the violator, the degree of culpability, and history of
prior offenses, ability to pay, and other such matters as justice may require.8 Applying the Forfeiture Policy
Statement, Section 1.80 of the Rules, and the statutory factors to the instant case, we conclude that Jose
Torres is apparently liable for a ($4,000) forfeiture.
Section 97.119(a) of the Commission's Rules states that each amateur station, except a
space station or telecommand station, must transmit its assigned call sign on its transmitting channel at
the end of each communication, and at least every 10 minutes during a communication, for the purpose of
clearly making the source of the transmissions from the station known to those receiving the
transmissions. On December 11, 2007, April 17, 2008, and June 2, 2008, agents from the Philadelphia
Office observed that Torres did not transmit his call sign N3TX while operating his Amateur Radio
station on the frequency 26.71 MHz. Based on the evidence before us, we admonish Jose Torres for
willfully and repeatedly violating Section 97.119(a) of the Rules for failing to transmit a call sign.
Accordingly, IT IS ORDERED that, pursuant to Section 503(b) of the Communications
Act of 1934, as amended, and Sections 0.111, 0.311, 0.314 and 1.80 of the Commission's Rules, Jose Torres
APPARENT LIABILITY FOR A FORFEITUREin the amount of four
thousand dollars ($4,000) for violation of Section 1.903(a) of the Act.9
IT IS FURTHER ORDEREDthat Jose Torres
IS ADMONISHEDfor willfully and
6 Section 312(f)(2) of the Act, 47 U.S.C. 312(f)(2), which also applies to violations for which forfeitures are
assessed under Section 503(b) of the Act, provides that "[t]he term 'repeated', when used with reference to the
commission or omission of any act, means the commission or omission of such act more than once or, if such
commission or omission is continuous, for more than one day."
7 12 FCC Rcd 17087 (1997), recon. denied, 15 FCC Rcd 303 (1999); 47 C.F.R. 1.80.
8 47 U.S.C. 503(b)(2)(E).
9 47 U.S.C. 503(b); 47 C.F.R. 0.111, 0.311, 0.314, 1.80; 47 U.S.C. 301.
Federal Communications Commissionrepeatedly violating Section 97.119(a) of the Commission's Rules.10
IT IS FURTHER ORDEREDthat, pursuant to Section 1.80 of the Commission's Rules
within thirty days of the release date of this Notice of Apparent Liability for Forfeiture, Jose Torres
SHALL FILEa written statement seeking reduction or
cancellation of the proposed forfeiture.
Payment of the forfeiture must be made by credit card through the Commission's
Revenue and Receivables Operations Group at (202) 418-1995, or by check or similar instrument,
payable to the order of the Federal Communications Commission. The payment must include the
Account Number and FRN Number referenced above. Payment by check or money order may be mailed
to Federal Communications Commission, P.O. Box 979088, St. Louis, MO 63197-9000. Payment by
overnight mail may be sent to U.S. Bank Government Lockbox #979088, SL-MO-C2-GL, 1005
Convention Plaza, St. Louis, MO 63101. Payment[s] by wire transfer may be made to ABA Number
021030004, receiving bank Federal Reserve Bank of New York, and account number 27000001.
Requests for full payment under an installment plan should be sent to: Chief Financial Officer --
Financial Operations, 445 12th Street, S.W., Room 1-A625, Washington, D.C. 20554.8 If you have
questions, please contact the Financial Operations Group Help Desk at 1-877-480-3201 or Email:
ARINQUIRIES@fcc.gov. Jose Torres shall also send electronic notification on the date said payment is
made to NER-Response@fcc.gov.
The response, if any, must be mailed to Federal Communications Commission,
Enforcement Bureau, Northeast Region, Philadelphia Office, One Oxford Valley Building, Suite 404, 2300
East Lincoln Highway, Langhorne, Pennsylvania 19047 and must include the NAL/Acct. No. referenced in
the caption. An electronic copy shall be sent to NER-Response@fcc.gov.
The Commission will not consider reducing or canceling a forfeiture in response to a claim
of inability to pay unless the petitioner submits: (1) federal tax returns for the most recent three-year period;
(2) financial statements prepared according to generally accepted accounting practices ("GAAP"); or (3)
some other reliable and objective documentation that accurately reflects the petitioner's current financial
status. Any claim of inability to pay must specifically identify the basis for the claim by reference to the
financial documentation submitted.
IT IS FURTHER ORDEREDthat a copy of this Notice of Apparent Liability for
Forfeiture shall be sent by Certified Mail, Return Receipt Requested, and regular mail, to Jose Torres at his
address of record.
FEDERAL COMMUNICATIONS COMMISSION
10 47 C.F.R. 97.119(a).
8 See 47 C.F.R. 1.1914.
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