Notice Of Apparent Liability, KGLP(FM), Gallup, NM
Federal Communications Commission
Federal Communications Commission
Washington, D.C. 20554In re Application of
GALLUP PUBLIC RADIO)
Facility I.D. No. 23052
NAL/Acct. No. MB201341410014
For Renewal of License for
Gallup, New Mexico
File No. BRED-20130528AIV
MEMORANDUM OPINION AND ORDER
NOTICE OF APPARENT LIABILITY FOR FORFEITURE
Adopted: September 25, 2013
Released: September 25, 2013By the Chief, Audio Division, Media Bureau:
The Media Bureau ("Bureau") has before it the application, as amended, of Gallup Public
Radio ("Licensee"), for renewal of its license for noncommercial educational ("NCE") FM Station
KGLP(FM), Gallup, New Mexico ("Station"). In this Memorandum Opinion and Order and Notice of
Apparent Liability for Forfeiture ("NAL"),1 we find that Licensee apparently willfully and repeatedly
violated Section 73.3527 of the Rules by failing to retain all required documentation in the KGLP(FM)
public inspection file.2 Based upon our review of the record before us, we conclude that Licensee is
apparently liable for a monetary forfeiture in the amount of twelve thousand dollars ($12,000) and that the
captioned license renewal application should be granted for a period of four (4) years instead of a full
term of eight years.
Section 73.3527 of the Rules requires NCE broadcast licensees to maintain a public
inspection file containing specific types of information related to station operations. The purpose of this
requirement is to provide the public with timely information about the station at regular intervals
throughout the license period.3 Among the materials required for inclusion in the file are the station's
quarterly issues/programs lists, which must be retained until final Commission action on the station's next
license renewal application.4
1 This NAL is issued pursuant to Sections 309(k) and 503(b) of the Communications Act of 1934, as amended
("Act"), and Section 1.80 of the Commission's Rules ("Rules"). See 47 U.S.C. 309(k), 503(b); 47 C.F.R. 1.80.
The Bureau has delegated authority to issue the NAL under Section 0.283 of the Rules. See 47 C.F.R. 0.283.
2 See 47 C.F.R. 73.3527.
3 Cf. Letter to Kathleen N. Benfield, 13 FCC Rcd 4102 (MMB 1997) (citing License Renewal Applications of
Certain Commercial Radio Stations, 8 FCC Rcd 6400 (MMB 1993)).
4 See 47 C.F.R. 73.3527(e)(8).
Federal Communications Commission
Section III, Item 3 of the license renewal application form, FCC Form 303-S, requests
that the licensee certify that the documentation required by Section 73.3527 has been placed in the
station's public inspection file at the appropriate times. Licensee answered "Yes" to that certification, but
it attached an exhibit5 explaining that no quarterly issues/programs lists were placed in the local public
file from the beginning of the license term in 2005 through the fourth quarter of 2010, totaling 21
missing reports over the license term.6 Licensee also indicated that it has reconstructed all missing
reports.7 Licensee states that it is committed to broadcast excellence and to sustaining complete FCC
compliance now and in the future.
Proposed Forfeiture. As Licensee has acknowledged, for nearly six years of the license
term, the Station's public inspection file did not contain the issues/programs lists required to be retained
in the file by Section 73.3527 of the Rules. In this regard, where lapses occur in maintaining the public
file, neither the negligent acts or omissions of station employees or agents, nor the subsequent remedial
actions undertaken by the licensee, excuse or nullify a licensee's rule violation.8
Under Section 503(b)(1)(B) of the Act, a person who is found to have willfully or
repeatedly failed to comply with any provision of the Act or any rule, regulation, or order issued by the
Commission shall be liable to the United States for a forfeiture penalty.9 Section 312(f)(1) of the Act
defines willful as "the conscious and deliberate commission or omission of [any] act, irrespective of any
intent to violate" the law.10 The legislative history to Section 312(f)(1) of the Act clarifies that this
definition of willful applies to both Sections 312 and 503(b) of the Act,11 and the Commission has so
interpreted the term in the Section 503(b) context.12 Section 312(f)(2) of the Act provides that "[t]he term
`repeated,' when used with reference to the commission or omission of any act, means the commission or
omission of such act more than once or, if such commission or omission is continuous, for more than one
5 Amended Application at Exhibit 6. This Exhibit indicates that it was created to "correct" the Licensee's response
to Section II, Item 4 of the Form 303-S, which requests that the licensee certify that "with respect to the station(s)
for which renewal is requested, there have been no violations by the licensee of the Communications Act of 1934, as
amended, or the rules or regulations of the Commission during the preceding license term." If "No," the Licensee
must submit an explanatory exhibit providing complete descriptions of all violations. Licensee responded "Yes" to
this question, notwithstanding that the Instructions to FCC Form 303-S indicate that "[f]or purposes of this license
renewal form only, an applicant is required to disclose only violations of the Communications Act of 1934, as
amended, or the Rules of the Commission that occurred at the subject station during the license term, as
preliminarily or finally determined by the Commission, staff, or a court of competent jurisdiction"; there apparently
were no such determinations during the license term.
6 Amended Application at Exhibit 6.
7 Amended Application at Exhibit 12.
8 See Padre Serra Communications, Inc., Letter, 14 FCC Rcd 9709 (MMB 1999) (citing Gaffney Broadcasting, Inc.,
Memorandum Opinion and Order, 23 FCC 2d 912, 913 (1970) and Eleven Ten Broadcasting Corp., Notice of
Apparent Liability, 33 FCC 706 (1962)); Surrey Front Range Limited Partnership, Notice of Apparent Liability, 7
FCC Rcd 6361 (FOB 1992).
9 47 U.S.C. 503(b)(1)(B). See also 47 C.F.R. 1.80(a)(1).
10 47 U.S.C. 312(f)(1).
11 See H.R. Rep. No. 97-765, 97th Cong. 2d Sess. 51 (1982).
12 See Southern California Broadcasting Co., Memorandum Opinion and Order, 6 FCC Rcd 4387, 4388 (1991).
13 47 U.S.C. 312(f)(2).
Federal Communications Commission
The Commission's Forfeiture Policy Statement and Section 1.80(b)(4) of the Rules
establish a base forfeiture amount of $10,000 for violation of Section 73.3527.14 In determining the
appropriate forfeiture amount, we may adjust the amount upward or downward by considering the factors
enumerated in Section 503(b)(2)(D) of the Act, including "the nature, circumstances, extent and gravity
of the violation, and, with respect to the violator, the degree of culpability, any history of prior offenses,
ability to pay, and such other matters as justice may require."15
In this case, although Licensee admitted to violating Section 73.3527, it did so only in the
context of the question contained in its license renewal application that compelled such disclosure.
Moreover, the violations were extensive, occurring for nearly six years of the eight-year license period
and involving 21 issues/programs lists. Accordingly, we find that an upward adjustment is appropriate
here.16 Considering the record as a whole, we believe that a $12,000 forfeiture is appropriate for the
Section 73.3527 violations in this case.
License Renewal Application. In evaluating an application for license renewal, the
Commission's decision is governed by Section 309(k) of the Act.17 That section provides that if, upon
consideration of the application and pleadings, we find that (1) the station has served the public interest,
convenience, and necessity; (2) there have been no serious violations of the Act or the Rules; and (3)
there have been no other violations which, taken together, constitute a pattern of abuse, we are to grant
the renewal application.18 If, however, the licensee fails to meet that standard, the Commission may deny
the application -- after notice and opportunity for a hearing under Section 309(e) of the Act -- or grant
the application "on terms and conditions that are appropriate, including a renewal for a term less than the
maximum otherwise permitted."19
It is clear to us that Licensee's conduct has fallen far short of the standard of compliance
with the Act and the Rules that would warrant a routine license renewal. Licensee apparently failed to
timely prepare and file a single issues/programs list for nearly six years of the eight-year license period.
The issues/programs lists are a significant and representative indication that a licensee is providing
substantial service to meet the needs and interests of its community.20 The Commission's public
information file rule also safeguards the public's ability to assess the station's service and to meaningfully
participate in the station's renewal process, and ensure the station's accessibility to and nexus with its
community, to serve and respond to community programming needs.21 As such, the public information
requirements are integral components of a licensee's obligation to serve the public interest and meet its
community service obligations.
14 See Forfeiture Policy Statement and Amendment of Section 1.80(b) of the Rules to Incorporate the Forfeiture
Guidelines, Report and Order, 12 FCC Rcd 17087, 17113-15 (1997) ("Forfeiture Policy Statement"), recon. denied,
15 FCC Rcd 303 (1999); 47 C.F.R. 1.80(b)(4), note to paragraph (b)(4), Section I.
15 47 U.S.C. 503(b)(2)(D); see also Forfeiture Policy Statement, 12 FCC Rcd at 17100; 47 C.F.R. 1.80(b)(4).
16 See 47 C.F.R. 1.80, Note, Section II, Upward Adjustment Criteria (repeated or continuous violation); WFTV,
Inc., Notice of Apparent Liability for Forfeiture, 25 FCC Rcd 6140, 6143 (2010) (upward adjustment warranted due
to substantial number of violations).
17 47 U.S.C. 309(k).
18 47 U.S.C. 309(k)(1).
19 47 U.S.C. 309(k)(2), 309(k)(3).
20 See Formulation of Policies and Rules to Broadcast Renewal Applicants, Third Further Notice of Inquiry and
Notice of Proposed Rule Making, 4 FCC Rcd 6363, 6365 (1989).
21 See Forfeiture Policy Statement, 12 FCC Rcd at 17104-05 39.
Federal Communications Commission
We believe that Licensee's violation of Section 73.3527 at the Station was a "serious"
violation,22 as it denied both the public and the Commission any opportunity to review and comment on
the Station's programming during the much of the past two license terms. The record here further
indicates that Licensee's willful and repeated violations of Section 73.3527 at the Station, when
considered together, constitutes a pattern of abuse over a period of years by Licensee at the Station.23
However, although we are concerned with Licensee's cavalier attitude toward creating and retaining the
quarterly issues/programs lists, we find that Licensee's violations of the Rules do not rise to such a level
that designation for evidentiary hearing on the issue of whether to deny renewal for the Station is
warranted. Importantly, the record establishes that Licensee recreated the missing files, has placed the
issues/programs lists in the Station public inspection file since the end of 2010, and has established
procedures to ensure that issues/programs lists are prepared and placed in the Station's public files each
quarter going forward.24
Nevertheless, we believe that additional measures are necessary in order to ensure that
the Station is operated in compliance with the Act and the Rules in the future and that Licensee provides
accurate responses to items in application forms. Accordingly, pursuant to Section 309(k)(2) of the Act,
we will grant the renewal application by separate action upon the conclusion of this forfeiture proceeding,
if there are no issues other than the apparent violation that would preclude grant of the application. The
new license term will be limited to a period of four years.25 This limited renewal period will afford the
Commission an opportunity to review the Station's compliance with the Act and the Rules and to take
whatever corrective actions, if any, that may be warranted at that time.
IV. ORDERING CLAUSES12.
Accordingly, IT IS ORDERED, pursuant to Section 503(b) of the Communications Act
of 1934, as amended, and Section 1.80 of the Commission's Rules, that Gallup Public Radio is hereby
NOTIFIED of its APPARENT LIABILITY FOR FORFEITURE in the amount of twelve thousand
dollars ($12,000) for its apparent willful and repeated violations of Section 73.3527 of the Commission's
IT IS FURTHER ORDERED, pursuant to Section 1.80 of the Commission's Rules, that,
within thirty (30) days of the release date of this NAL, Gallup Public Radio SHALL PAY the full amount
of the proposed forfeiture or SHALL FILE a written statement seeking reduction or cancellation of the
Payment of the proposed forfeiture must be made by check or similar instrument, payable
to the order of the Federal Communications Commission. The payment must include the NAL/Acct. No.
22 See 47 U.S.C. 309(k)(1)(b).
23 See 47 U.S.C. 309(k)(1)(c).
24 Amended Application at Exhibit 12. Based on these recent efforts, we do not find that Licensee's operation of the
Station "was conducted in an exceedingly careless, inept and negligent manner and that Licensee is either incapable
of correcting or unwilling to correct the operating deficiencies." Heart of the Black Hills Stations, Decision, 32 FCC
2d 196, 198 (1971). Nor do we find on the record here that "the number, nature and extent" of the violations
indicate that "the licensee cannot be relied upon to operate [the station] in the future in accordance with the
requirements of its licenses and the Commission's Rules." Id. at 200.
25 See, e.g., University of Maryland, Eastern Shore, Memorandum Opinion and Order and Notice of Apparent
Liability, 27 FCC Rcd 5177 (MB 2012) (NAL of $10,000 issued and four-year renewal granted where licensee had
no issues/programs lists for the entire license term); and Yeary Broadcasting, Inc., Memorandum Opinion and Order
and Notice of Apparent Liability, 27 FCC Rcd 5172 (MB 2012) (four-year renewal granted, $10,000 NAL issued, for
failing to prepare issues/programs lists throughout entire license term).
Federal Communications Commission
DA 13-1979and FRN No. referenced in the caption above. Payment by check or money order may be mailed to
Federal Communications Commission, at P.O. Box 979088, St. Louis, MO 63197-9000. Payment by
overnight mail may be sent to U.S. Bank--Government Lockbox #979088, SL-MO-C2-GL, 1005
Convention Plaza, St. Louis, MO 63101. Payment by wire transfer may be made to ABA Number
021030004, receiving bank: TREAS NYC, BNF: FCC/ACV--27000001 and account number as expressed
on the remittance instrument. If completing the FCC Form 159, enter the NAL/Account number in block
number 23A (call sign/other ID), and enter the letters "FORF" in block number 24A (payment type code).
Licensee will also send electronic notification on the date said payment is made to Penelope.
Dade@fcc.gov and Stephen.Svab@fcc.gov.
The response, if any, must be mailed to Office of the Secretary, Federal Communications
Commission, 445 12th Street, S.W., Washington DC 20554, ATTN: Peter H. Doyle, Chief, Audio
Division, Media Bureau, and MUST INCLUDE the NAL/Acct. No. referenced above.
The Commission will not consider reducing or canceling a forfeiture in response to a
claim of inability to pay unless the respondent submits: (1) federal tax returns for the most recent three-
year period; (2) financial statements prepared according to generally accepted accounting practices
("GAAP"); or (3) some other reliable and objective documentation that accurately reflects the
respondent's current financial status. Any claim of inability to pay must specifically identify the basis for
the claim by reference to the financial documentation submitted.
Requests for full payment of the forfeiture proposed in this NAL under the installment
plan should be sent to: Associate Managing Director-Financial Operations, 445 12th Street, S.W., Room
1-A625, Washington, DC 20554.26
IT IS FURTHER ORDERED that copies of this Order shall be sent, by First Class and
Certified Mail, Return Receipt Requested, to Ms. Rachel Kaub, Gallup Public Radio, 705 Gurley Avenue,
Gallup, NM 87301.
FEDERAL COMMUNICATIONS COMMISSION
Peter H. Doyle
Chief, Audio Division
26 See 47 C.F.R. 1.1914.
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