Skip Navigation

Federal Communications Commission

English Display Options

Commission Document

Wideband Renewal PN

Download Options

Released: March 4, 2014

PUBLIC NOTICE

Federal Communications Commission

News Media Information 202 / 418-0500

445 12th St., S.W.

Internet: http://www.fcc.gov

Washington, D.C. 20554

TTY: 1-888-835-5322

DA 14-281

Released: March 4, 2014

WIRELESS TELECOMMUNICATIONS BUREAU AND PUBLIC SAFETY AND HOMELAND

SECURITY BUREAU PROVIDE ADDITIONAL GUIDANCE REGARDING POST-

NARROWBANDING LICENSE RENEWAL PROCEDURES FOR PRIVATE LAND MOBILE

RADIO OPERATIONS IN THE 150-174 MHz AND 421-470 MHz BANDS

“Wideband-Only” Licenses for Facilities Operating Without Waiver Will Not Be Renewed
By this Public Notice, the Wireless Telecommunications Bureau and the Public Safety and
Homeland Security Bureau (the Bureaus) provide supplemental guidance to licensees regarding renewal
procedures for private land mobile radio (PLMR) licensees in the 150-174 MHz and 421-470 MHz bands.
Since the Commission’s narrowbanding requirement went into effect on

January 1, 2013

, all
VHF/UHF Industrial/Business and Public Safety Radio Pool licensees in the 150-174 MHz and 421-470
MHz bands are required to operate on channels with a maximum bandwidth of 12.5 kilohertz or
equivalent efficiency, unless they are operating under the terms of a waiver granted by the licensing
Bureau.1 Accordingly, wideband-only operation absent a waiver is no longer permitted.
Because wideband operation is no longer permitted the Bureaus will, beginning on April 1, 2014,
dismiss applications to renew 150-174 MHz and 421-470 MHz band licenses that list only wideband
emission designators unless: (a) the application also proposes to modify the license by replacing the
wideband emission designator(s) with narrowband emission designator(s); or (b) the application certifies
that the station equipment meets the narrowband efficiency standard.
Below, the Bureaus describe the renewal procedures for licenses with wideband-only designators
and licenses with both wideband and narrowband designators. The Bureaus also describe the procedures
for filing cancellation and modification applications, and provide guidance on enforcement and violation
issues.


1 See Implementation of Sections 309(j) and 337 of the Communications Act of 1934 as Amended, Second Report and
Order and Second Further Notice of Proposed Rulemaking,
WT Docket No. 99-87, RM-9332, 18 FCC Rcd 3034
(2003) (Second R&O); Implementation of Sections 309(j) and 337 of the Communications Act of 1934 as Amended,
Third Memorandum Opinion and Order, Third Further Notice of Proposed Rule Making and Order, WT Docket
No. 99-87, RM-9332, 19 FCC Rcd 25045 (2004) (Third MO&O); Implementation of Sections 309(j) and 337 of the
Communications Act of 1934 as Amended, Order, WT Docket No. 99-87, RM-9332, 25 FCC Rcd 8861 (2010)
(Narrowbanding Waiver Order); see also 47 C.F.R. §§ 90.203(j), 90.209(b). Specifically, the narrowbanding
deadlines apply to frequencies in the 150.8-162.0125 MHz, 173.2-173.4 MHz, and 421-512 MHz bands, but the
Wireless Telecommunications Bureau, Public Safety and Homeland Security Bureau, and Office of Engineering and
Technology have waived the January 1, 2013 deadline for PLMR licensees in the 470-512 MHz band. See
Implementation of Sections 309(j) and 337 of the Communications Act of 1934 as Amended, Order, WT Docket No.
99-87, RM-9332, 27 FCC Rcd 4213, on recon., Order on Reconsideration, 27 FCC Rcd 14770 (WTB/PSHSB/OET
2012).

Renewal Applications for Wideband-Only Licenses

As noted above, the Bureaus will continue to process wideband-only renewal applications
involving narrowband equivalent equipment, and those involving a concurrent modification to replace the
wideband designator.
When filing a renewal application, narrowband-equivalent licensees that have not previously
certified narrowband equivalence must respond ‘yes’ to Item 8 on the FCC Form 601 and submit an
attachment explaining that the proposed operations meet the narrowband efficiency standard. The
applicant must include the equipment’s FCC ID number with the attachment or certification, which will
enable Commission licensing staff to confirm that the equipment operates in a narrowband-equivalent
mode. If necessary, Commission staff will seek further information from the applicant.
We strongly encourage licensees whose licenses list only wideband emission designators to
modify the license to replace the wideband emission designator(s) with narrowband emission
designator(s) before filing a renewal. Licensees can use the Bureaus’ new narrowbanding tool (described
below) to make this modification.

The Bureaus will not dismiss applications to renew 150-174 MHz and 421-470 MHz band
licenses that fall within one of the following categories that permit operations with a channel bandwidth
greater than 12.5 kilohertz:
-
Narrowband-equivalent licenses for which the licensee previously certified narrowband
equivalence.
Licensees may file this certification as an attachment to an administrative
update for their affected licenses (“Rule 90.209(b)(6) Certification” should be selected in the
Add Attachment Type drop down list). The applicant must include the equipment’s FCC ID
number with the attachment or certification, which will enable Commission licensing staff to
confirm that the equipment operates in a narrowband-equivalent mode. If necessary,
Commission staff will seek further information from the applicant.
-
Licenses that operate solely on paging frequencies that are exempt from the narrowbanding
requirement.
The following paging frequencies are exempt from the narrowbanding
requirement: 152.0075 and 157.4500 MHz in the Public Safety Pool2 (note: frequency
163.250 MHz is not exempt from narrowbanding3); and 152.480, 157.740, 158.460, 462.750,
462.775, 462.800, 462.825, 462.850, 462.875, 462.900, 462.925, and 465.000 MHz in the
Industrial/Business Pool.4 Stations that operate on both exempt and non-exempt frequencies
must narrowband the non-exempt frequencies.
-
Licenses for which a waiver of the January 1, 2013 narrowbanding deadline has been
granted and has not expired.
Applicants invoking this exception must submit an attachment
demonstrating that they have a valid waiver including the expiration date of the waiver.


2 See 47 C.F.R. § 90.20(d)(30).
3 See 47 C.F.R. § 90.265(e)(1)(iv).
4 See 47 C.F.R. § 90.35(c)(29).
2

Renewal Applications for Licenses with Both Wideband and Narrowband Designators

Beginning on April 1, 2014, if a licensee files a renewal application for a license that contains
both wideband and narrowband emission designators, the reviewing Bureau may return the application if
the application does not include a modification request to remove the wideband designator and the
reviewing Bureau determines that the wideband designator is impermissible.5
Thus, to avoid the risk of a future application being returned, we strongly encourage licensees
whose licenses list both wideband and narrowband emission designators to remove the wideband
emission designator either (a) the next time they make any change to their authorization, or (b) by filing a
“simple” narrowbanding modification with the Commission to remove the wideband designator (see
“Filing Narrowbanding Modification Applications” below for a description of the simple modification
process).

Cancelling an Authorization

Licensees who still have authorizations but no longer are operating radio systems may cancel
their authorizations by filing a cancellation application.

Filing Narrowbanding Modification Applications

The Bureaus have added a tool to the Universal Licensing System to simplify the filing of certain
types of simple narrowbanding modification applications.6 The tool provides a streamlined process for
filing applications to reduce bandwidth on a wideband emission designator to narrowband (occupied
bandwidth of 11.25 kHz or less). These applications require neither frequency coordination7 nor
payment of Commission fees.8 The narrowbanding modification tool will only provide access to
authorizations that do not require IRAC coordination or Quiet Zone notification and that are not
associated with any other pending applications.
Applications to delete emissions must be filed as a modification to the license using a Form 601.
Modification applications that are filed solely for this purpose require neither frequency coordination nor


5 Even if the application is not returned, renewal of a license listing a wideband emission designator does not
authorize wideband operation unless the station is exempt from the narrowbanding requirement.
6 A simple narrowbanding modification application is an application to modify a license by deleting a wideband
emission designator (occupied bandwidth in excess of 11.25 kHz) and, if necessary, adding one or more narrowband
emission designators, without changing the existing frequencies, emission types, locations, or other technical
parameters of the license.
7 See 47 C.F.R. § 90.175(j)(20).
8 See 47 C.F.R. § 1.1116(a). Applicants in the Special Emergency Radio and Public Safety Radio Services are
generally fee-exempt. See 47 C.F.R. § 1.1116(b). Simple narrowbanding applications are fee-exempt pursuant to
Section 1.1116(a) of the Commission’s Rules, which exempts applications filed for the sole purpose of modifying a
license in order to comply with new requirements of the Commission’s rules. In order to file under the fee
exemption, the applicant filling out FCC Form 601 must enter ‘yes’ responses to Items 9 (exempt from the
application fee) and 10 (exempt from the regulatory fee). In addition, the applicant must respond ‘yes’ to Item 8 on
Form 601 and submit an attachment explaining why the application is fee-exempt. The attachment type should be
the 'fee exemption' attachment. It is recommended that licensees reference Section 1.1116(a) in the attachment
explanation field, and indicate that the filing was made exclusively to comply with the Commission's narrowbanding
mandate.
3

payment of Commission fees. To file under the fee exemption, the applicant filling out FCC Form 601
must enter ‘yes’ responses to Items 9 (exempt from the application fee) and 10 (exempt from the
regulatory fee). In addition, the applicant must respond ‘yes’ to Item 8 on Form 601 and submit an
attachment explaining why the application is fee-exempt. The attachment type should be the 'fee
exemption' attachment. The Bureaus recommend that licensees reference Section 1.1116(a) in the
attachment explanation field and indicate that the filing was made exclusively to comply with the
Commission's narrowbanding mandate. In the future the Bureaus plan to release a tool to simplify the
filing of applications to delete wideband emissions.
To file a modification, users must use an FCC Registration Number (FRN) and Password. To
access the narrowbanding modification tool, users must use an FRN and Password or a unique access
code. Licensees who need an access code should contact the Licensing Support Center at (877) 480-
3201, option #5. For questions or additional information on how to file applications to modify or delete
wideband emissions, users should consult the web at http://www.fcc.gov/encyclopedia/narrowbanding-
overview or contact the Licensing Support Center.
A modification application that reduces the occupied bandwidth but also alters other technical
parameters, such as changing from analog to digital emissions, is not a simple narrowbanding
modification application, and therefore requires both frequency coordination and payment of Commission
fees.

Additional Narrowbanding Information

What are the potential enforcement consequences of unauthorized wideband operation or falsely
claiming narrowband status while continuing wideband operation?

Licensees operating in wideband mode after January 1, 2013 that have not received a waiver from
the Commission extending the deadline are in violation of the Commission’s rules. Licensees who
operate in violation of the Commission’s rules or the terms of the licensee’s license, or who cause harmful
interference to another licensee, may be subject to appropriate enforcement action. Such enforcement
action may include admonishments, license revocation, and/or monetary forfeitures of up to $16,000 for
each such violation or each day of a continuing violation, and up to $112,500 for any single act or failure
to act.9
Willful false statements to the Commission are punishable by fine and/or imprisonment (U.S.
Code, Title 18, section 1001), and/or revocation of any station license or construction permit (U.S. Code,
Title 47, section 312(a)(1)), and/or forfeiture (U.S. Code, title 47, Section 503).


9 See 47 U.S.C. §§ 401, 501, 503; 47 C.F.R. § 1.80(b)(7). This amount is subject to further adjustment for inflation.
47 C.F.R. § 1.80(b)(9). Other statutory amounts may apply based on the status of the licensee. See 47 C.F.R.
1.80(b)(1)-(6). In addition, in determining the amount of the forfeiture penalty, the Commission may consider other
statutory factors, such as “the nature, circumstances, extent, and gravity of the violation and, with respect to the
violator, the degree of culpability, any history of prior offenses, ability to pay, and such other matters as justice may
require.” See 47 U.S.C. § 503(b)(2)(E); 47 C.F.R. § 1.80(b)(8).
4

If I have information regarding a possible violation of the narrowbanding rules, how do I file a
complaint with the FCC?

To file a complaint alerting the FCC about unauthorized wideband operations or other potential
violations of the narrowbanding rules, please visit www.fcc.gov/complaints, or call 1-888-CALL-FCC (1-
888-225-5322) voice or 1-888-TELL-FCC (1-888-835-5322) TTY.
*
*
*
*
*
*
In addition, licensees and frequency coordinators may contact Mr. Melvin Spann of the Wireless
Telecommunications Bureau, Mobility Division, (202) 418-1333, Melvin.Spann@fcc.gov, or Mr. Roberto
Mussenden of the Public Safety and Homeland Security Bureau, Policy Division, (202) 418-1428,
Roberto.Mussenden@fcc.gov.
0- FCC -
5

Note: We are currently transitioning our documents into web compatible formats for easier reading. We have done our best to supply this content to you in a presentable form, but there may be some formatting issues while we improve the technology. The original version of the document is available as a PDF, Word Document, or as plain text.

close
FCC

You are leaving the FCC website

You are about to leave the FCC website and visit a third-party, non-governmental website that the FCC does not maintain or control. The FCC does not endorse any product or service, and is not responsible for, nor can it guarantee the validity or timeliness of the content on the page you are about to visit. Additionally, the privacy policies of this third-party page may differ from those of the FCC.