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Revised: January 10, 1997
GUIDELINES FOR UNIFORM FILINGS
To enable the staff of the Office of the Secretary to provide faster and more
efficient service, we urge you to follow the guidelines in preparing and
submitting "uniform" filings.
- First, your filing package should consist of an original document, one
which contains an original signature, and the proper number of copies.
(See attached listing) All pleadings must be formated in 10 or 12 point
type.
- Each copy should be individually stapled.
- The copies should be held together by a staple, rubber band or paper
clip, depending on the bulk of the package.
- Multiple copies should not be stapled together nor bound by a binder
clip or Acco-type fastener.
NOTE: The original for Record Image Processing System (RIPS)
Docketed and Rulemaking proceedings should not be stapled, but
should be bound by a paper clip or rubber band. Generally,
the original is accompained by the completed Document Index
Terms Sheet.
- Second, if your filing is "self-explanatory," no cover letter is required.
- If you must provide information to the Commission which is not
included in the filing and tells us something more than, for
example, you have "filed an original and 5 copies of Comments
in the above-captioned proceeding," a copy of the transmittal
letter should be included with each copy of your filing.
- Third, to obtain a receipt, place a copy of either the cover letter or the
filing (first page will do) on top of your package.
- Please note that one and only one receipt stamp will be issued per
filing.
- If you use a service to deliver your package, please make
arrangements to obviate the need for an FCC staff person's signature
on a messenger receipt form. We will either sign for receipt of a
filing or provide a stamped receipt copy.
- Fourth, filings submitted to the Secretary's Office requesting that the
document not be made available to the public should be clearly stamped
"Not for Public Inspection or Confidential." For Security reasons, we are
requesting that when these documents are filed, they should be placed in
a separate envelope, and the envelope and document clearly marked Not for
Public Inspection or Confidential.
- Fifth, when ex parte documents are filed with the Office of the Secretary,
it is requested that such filings be clearly labeled Ex Parte.
- Sixth, It is advisable to always include an inside address and a telephone
number in the document. Also, the signatures should be over the typed or
clearly written name to insure that the signatures are always legible.
- Finally, bring your filing to the Secretary's office, Room 222, 1919 M
Street, during the hours of 8:00 AM to 5:30 PM, Monday through Friday,
except legal holidays as defined in Section 1.4 of the Commission's Rules.
When approaching the counter, please have your filing package ready for
submission.
- "Ready for submission" means that your filing is collated in
sequential order, signed in the appropriate places, and properly
fastened.
- "Ready for submission" also means that your filing is not enclosed
in an envelope. We cannot reuse envelopes and removing the contents
from one diminishes our ability to quickly process filings. Please
remove the filing(s) from the envelope before approaching the
counter.
- Remember, too, that the hour between 4:30 and 5:30 PM is the busiest
part of the day. If possible, file early in the day. If you file
numerous documents after 4:30 PM you may have to wait until the
following day to receive your receipt copies.
Thank you for your cooperation. Questions may be directed to Diane Murphy or Bill
Caton at (202) 418-0300.
Attachment
-FCC-
FILING INFORMATION
NUMBER OF COPIES TO BE FILED WITH THE COMMISSION
Except as otherwise specifically provided in the Commission's Rules (See Section
1.51), the number of documents to be filed is as follows:
HEARING PROCEEDINGS
Documents to be acted upon by:
Administrative Law Judges............................... Original & 6
Review Board.............................................Original & 11
Full Commission..........................................Original & 14
Notices of Appearance..........................................Original & 2
Depositions....................................................Original & 3
Interrogatories................................................Original & 3
RULE-MAKING PROCEEDINGS
Petitions, Comments, Replies:
Regular Distribution.....................................Original & 4
To include Commissioners.................................Original & 9
Informal.................................................Original & 1
Table of Assignments...........................................Original & 4
Ex Parte Presentations.........................................Original & 1
NOTE: You are reminded that when filing identical documents in multiple docketed
or rulemaking proceedings you must furnish two additional copies of any such
documents to be associated with each additional docket. These additional copies
are always necessary unless the Commission has formerly consolidated the
proceedings.
NON-HEARING AND NON-RULE MAKING CASES
Pleadings, Briefs, Petitions, etc...............................Original & 4
NOTE: An original should have original signature(s).
For further information, contact Diane Murphy or Bill Caton at (202) 418-0300.
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