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Ghh}  yOa'WASHINGTON, D.C. 20554Ghh}Xa,,,3LpH!on8TT) Impact (TT)MSX 1(# `2News Media Information: 2024180500 FaxOnDemand: 2024182830 Internet: http://www.fcc.gov :ftp: ftp.fcc.gov~),,,P$)I D ,,3LpH!on8TT) Impact (TT)MS~ԯ1(#  1(#lyx= dddhy#P2p NQ#  X4#Xj\  P>G;XP#  X '+ DA 98 é2248  X ' November 6, 1998  ` 41(# #|\  P?G;#P#   s A3 #x\  P6Q o{P#AUCTION OF 156162 MHz &VHF PUBLIC COAST STATION LICENSES   sA# x\  P6Q o{P#Status of Applications to Participate in the Auction   `!4C# ]\  P6Q#P#Bureau Reminds Bidders of Responsibilities Under NEPA Provisions#|\  PAG;#P#  X+'#Xj\  PBG;XP#  X4 l  X' Report No. AUC20C (Auction No. 20)  X4 The Federal Communications Commission ("FCC") has received 11 FCC Form 175 applications to participate in an auction scheduled to begin on Thursday, December 3, 1998, for 42 VHF Public Coast Station geographic area licenses. The applications have been reviewed for completeness and compliance with the Commission's Rules, and have been classified into the following categories:  XE'  X.4ACCEPTED FOR FILING..................................................X7 Applications  X!' INCOMPLETE..................................................................... X4 Applications  X"4  X#4 Accepted: Applications classified as accepted for filing are listed alphabetically in  X$4Attachment A. These applicants will become qualified bidders upon receipt of the required upfront payment by 6:00 p.m. ET on Monday, November 16, 1998, as discussed  Xv&4below. With respect to their applications, applicants need take no further action except as  X_'4may be necessary to keep their applications uptodate._' {O)'#C\  P6Q/P#эSee 47 C.F.R.  1.65 and 1.2106. Applicants are also advised that Attachment A includes FCC account numbers that are automatically created by the FCC software system for each applicant. FCC account numbers are applicable for bidding only.1)Z,,,E(eLpH!on8TT) Impact (TT)MS= '#T om= hTT)Comic Sans MS (Ԍ X4ԙ Incomplete: Applications classified as incomplete are listed alphabetically in Attachment B. Applicants whose applications have been classified as incomplete will receive overnight correspondence indicating what information is required to make the applications acceptable  X4for filing. These applicants will become qualified bidders only if they: (1) resubmit their applications by 5:30 p.m. ET on Monday, November 16, 1998, to correct the minor deficiencies  X indicated, and (2) make the required upfront payments by Monday,  Xv4November 16, 1998 , as discussed below. They must also keep their applications uptodate  X_4as required._ {O'#C\  P6Q/P#эSee 47 C.F.R.  1.65 and 1.2106. Applicants are also advised that Attachment B includes FCC account numbers that are automatically created by the FCC software system for each applicant. FCC account numbers are applicable for bidding only.  X ' RESUBMISSION FILING DEADLINE  X 4 Corrected FCC Form 175 applications must be filed no later than 5:30 p.m. ET on  X 4Monday, November 16, 1998 . This will be the only opportunity to cure FCC Form 175 defects; late resubmissions will not be accepted. Applicants that filed their FCC Form 175 applications electronically must resubmit their corrected applications electronically. Applicants that filed their FCC Form 175 applications manually may resubmit their corrected applications either manually or  X44electronically, but must resubmit electronically if they wish to bid electronically.  X4 Manual Resubmission: Manual resubmissions, whether mailed, handdelivered or sent by private courier, must be delivered to: > Attn: FCC Form 175 Processing, Auction No. 20 a Federal Communications Commission ^ Auctions & Industry Analysis Division 1270 Fairfield Road a Gettysburg, Pennsylvania 173257245 l  X7' XX` ` NOTE: Manual resubmissions delivered to unauthorized locations or received after the deadline will not be considered properly filed, and will be returned without consideration.x`  X4 Manual resubmissions must consist of a new FCC Form 175, complete in all respects  X 4including exhibits, correcting the identified deficiencies and signed with an original signature. Z {O$'#C\  P6Q/P#эSee 47 C.F.R.  1.2105(b)(3).  X!4In addition, for corrected applications exceeding five pages, all attachments must be submitted on a 3.5inch diskette, or the entire application must be filed in a microfiche version. Manual filers must use the August 1998 version of FCC Form 175 and the August 1998 edition of the 175S (if applicable). Earlier versions of the FCC Form 175 will not be accepted for filing. "Q%,**$"Ԍ X4 Electronic Resubmission of Manual Applications: Manual filers may resubmit their corrected FCC Form 175 applications electronically, either to correct deficiencies or to become eligible to bid electronically. In either case, however, manual filers must first obtain login codes that will enable them to access and amend their applications online. To obtain a login code, either the certifying official or one of the authorized representatives identified on the applicant's FCC Form 175 must appear in person during normal business hours (between 9 a.m. and 5:30 p.m. ET) at the FCC Auction Headquarters, 2 Massachusetts Avenue, N.E., Washington, D.C., with two forms of identification, one of which must include a photograph.  X1' UPFRONT PAYMENT DEADLINE Upfront payments and accompanying FCC Remittance Advice (FCC Form 159) for this  X 4auction are due at Mellon Bank, Pittsburgh, Pennsylvania, by 6:00 p.m. ET on Monday,  X 4November 16, 1998 . Payments must be made by wire transfer and applicants must include their Taxpayer Identification Numbers (TIN). No other payment method is acceptable for this  X 4auction.  {O '#C\  P6Q/P#эSee "Auction of 156162 MHz VHF Public Coast Station Service Licenses ," Public Notice, DA 981796, released on September 4, 1998, 63 FR 53430 (October 5, 1998) for detailed remittance and upfront payment  {O'instructions (Auction Public Notice). Detailed information regarding upfront payments also can be found in Tab B of the VHF Public Coast Service Bidder Information Package on pages 6364 (how to make payment by wire transfer), and in Tab C on pages 101112 (how to complete the FCC Remittance Advice (FCC Form 159)).   Applicants are reminded to use their TIN numbers and not their FCC Account  X4Numbers on the FCC Remittance Advice (FCC Form 159).  Xb' Applicants that have filed applications classified by this Public Notice as incomplete must submit timely and sufficient upfront payments before the Commission  X44will review their resubmitted applications. If such an application remains incomplete following its resubmission, it will be dismissed. The upfront payment will be refunded automatically if the applicant has provided its Taxpayer Identification Number (TIN) and wire transfer instructions.  X' OTHER IMPORTANT INFORMATION  X4  X4 Qualified Bidders: A final Public Notice listing all applicants qualified to bid in the auction will be released after upfront payments have been received, resubmitted FCC Form 175 applications have been processed and reviewed, and payments and applications have been correlated. The final Public Notice will also include instructions on how to monitor the auction online and how to access the bid tracking tool software.  X 4 Reserve Price or Minimum Opening Bid: The Wireless Telecommunications Bureau ("Bureau") has established minimum opening bid requirements for the VHF Public Coast  X4Station auction.2"|| yO''#C\  P6Q/P#эFor general information about how the minimum opening bids for the VHF Public Coast Station auction  {O''were calculated, see the Auction Public Notice or Tab B, page 70 of the VHF Public Coast Bidder Information Package. To find out the minimum opening bid for each of the 42 VHF Public Coast Station licenses to be  yOb)'auctioned, see "Further Correction to Public Notice, Auction of 156-162 MHz VHF Public Coast Station Service"b),**k)" Licenses, Auction Notice and Filing Requirements for 42 Geographic Area Licenses, Minimum Opening Bids  {OX'and Other Procedural Issues," Public Notice Erratum, released on September 21, 1998. This document is available on the FCC Web Site at http://www.fcc.gov/wtb/auctions by clicking on "Public Coast Stations" under the "Future Auctions" heading on the right side of the screen. When that page appears, click on "FCC Releases" and then on "Public Notices." The minimum opening bid for each of the 42 VHF Public Coast Station licenses  {Oz'to be auctioned can also be found in the Errata included in the VHF Public Coast Service Bidder Information Package.2" ,**"Ԍ X4ԙ  Prohibition of Collusion:   To ensure the competitiveness of the auction process, Section 1.2105(c) of the Commission's Rules prohibits applicants for the same geographic license area from communicating with each other during the auction about bids, bidding strategies, or settlements. For the VHF Public Coast Station auction, this prohibition became effective at the filing deadline of shortform applications on Monday, November 2, 1998, and will end on the postauction down payment due date to be announced in a future Public Notice. To comply with this rule, bidders competing for the same license(s) are encouraged not to use the same individual authorized bidder. A violation of the anti-collusion rule could occur if an individual acts as the authorized bidder for two or more competing applicants, and conveys information concerning the substance of bids or bidding strategies between the bidders he/she is authorized to represent in the auction. Also, if the authorized bidders are different  X 4individuals employed by the same organization (e.g., law firm or consulting firm), a violation  X 4could similarly occur. In such instances, the Bureau strongly encourages applicants to certify on their applications that precautionary steps (e.g., establishing a "Chinese wall") have been taken to prevent communication between authorized bidders and that applicants and their  X 4bidding agents will comply with the anti-collusion rule.  {Of'#C\  P6Q/P#эSee, e.g., "Wireless Telecommunications Bureau Responds to Questions About the Local Multipoint  {O0'Distribution Service Auction," Public Notice, 13 FCC Rcd 341 (1998); In re Application of Nevada Wireless for a License to Provide 800 MHz Specialized Mobile Radio Service in the Farmington, NMCO Economic Area  {O'(EA155) Frequency Band A, Memorandum Opinion and Order, 13 FCC Rcd 11973, 11977,  11 (1998)  Y4("Nevada Wireless").#Xw P7{dXP# Ď The Bureau cautions that merely filing a certifying statement as part of an application will not outweigh specific evidence that collusive behavior has occurred nor will it preclude the initiation of an investigation when  Xd4warranted.d  {O'#C\  P6Q/P#эSee Nevada Wireless, 13 FCC Rcd at 11978,  13 (1998). ļ In the VHF Public Coast Station auction, for example, the rule would apply to any applicants bidding for the same VPC license. Therefore, applicants that apply to bid for "all markets" would be precluded from communicating with all other applicants after filing  X4the FCC Form 175. However, applicants may enter into bidding agreements before filing their FCC Form 175 shortform applications, as long as they disclose the existence of the  X4agreement(s) in their Form 175 shortform applications.{u  {O$'#C\  P6Q/P#эSee 47 C.F.R.  1.2105(c).{ By signing their FCC Form 175 short form applications, applicants are certifying their compliance with Section 1.2105(c). In  X4addition, Section 1.65 of the Commission's Rules requires an applicant to maintain the accuracy and completeness of information furnished in its pending application and to notify the Commission within 30 days of any substantial change that may be of decisional",**"  X4significance to that application.v  {Oy'#C\  P6Q/P#эSee 47 C.F.R.  1.65.v Thus, Section 1.65 requires an auction applicant to notify the Commission of any violation of the anticollusion rules upon learning of such violation. Bidders are therefore required to make such notification to the Commission immediately upon discovery. In addition, applicants are reminded that they are subject to the antitrust laws, which are designed to prevent anticompetitive behavior in the marketplace. Winning bidders will be required to disclose in their longform applications the specific terms, conditions and parties involved in all bidding consortia, joint ventures, partnerships, and other arrangements entered into relating to the competitive bidding process. Bidders found to have violated the  X 4anticollusion rule may be subject to sanctions.  Z {O% '#C\  P6Q/P#эSee 47 C.F.R.  1.2105(c), 1.2107(d), and 1.2109(d).  X 4 Ex Parte Rule: Applicants should also be aware that the Commission has generally  X 4exempted auction proceedings from the strict requirements of the ex parte rule (47 C.F.R.   X 41.1208). ^  {O]'#C\  P6Q/P#эSee Commission Announces that Mutually Exclusive ShortForm Applications (Form 175) to  {O''Participate in Competitive Bidding Process (Auctions) Are Treated as Exempt for Ex Parte Purposes, Public  {O'Notice, 9 FCC Rcd 6760 (1994).   X4 Mock Auction: All applicants found to be qualified bidders are eligible to participate in a mock electronic auction on Tuesday, December 1, 1998. The Bureau will issue a Public Notice announcing when software for the mock auction is posted on the World Wide Web and BBS.  X4 Remote Bidding Software: Applicants are reminded that qualified bidders that filed (or amended) their FCC Form 175 applications electronically are eligible to bid either electronically or telephonically, whereas manual filers may bid only by telephone. To order the remote bidding software, applicants should complete the software order form attached to this Public Notice as Attachment C. To ensure timely delivery of remote bidding software before the auction begins, the Commission must receive software orders by 5:30 p.m. ET on Tuesday, November 17, 1998. Attachment D to this Public Notice sets out the hardware and software specifications required for the FCC remote bidding system. This information is also contained in Tab D of the VHF Public Coast Service Auction Bidder Information Package. X` hp x (#%'0*,.8135@8: